Surface-attached cells, biofilms and biocide susceptibility: Implications for hospital cleaning and disinfection Authors: J.A. Otter, K. Vickery, J.T. Walker, E. deLancey Pulcini, P. Stoodley, S.D. Goldenberg, J.A.G. Salkeld, J. Chewins, S. Yezli, & J.D. Edgeworth NOTICE: this is the author’s version of a work that was accepted for publication in Journal of Hospital Infection. Changes resulting from the publishing process, such as peer review, editing, corrections, structural formatting, and other quality control mechanisms may not be reflected in this document. Changes may have been made to this work since it was submitted for publication. A definitive version was subsequently published in Journal of Hospital Infection, VOL# 89, ISSUE# 1, (January 2015) DOI# 10.1016/j.jhin.2014.09.008 Otter JA, Vickery K, Walker JT, de Lancey Pulcini E, Stoodley P, Goldenberg SD, Salkeld JA, Chewins J, Yezli S, Edgeworth JD, "Surface-attached cells, biofilms and biocide susceptibility: Implications for hospital cleaning and disinfection," Journal of Hospital Infection. January 2015 89(1):16–27. Made available through Montana State University’s ScholarWorks scholarworks.montana.edu Surface-attached cells, biofilms and biocide susceptibility: implications for hospital cl ery .G. Diagn t, Lond edicin on Do Monta on and ibolog reduce microbial attachment and improve microbial detachment, and methods to augment the activity of biocides against surface-attached microbes such as bacteriophages and antimicrobial peptides. Future strategies to address environmental contamination on hospital surfaces should consider the presence of microbes attached to surfaces, including biofilms.Microbes tend to attach to available surfaces and readily form biofilms, which is prob-lematic in healthcare settings. Biofilms are traditionally associated with wet or damp surfaces such as indwelling medical devices and tubing on medical equipment. However, microbes can survive for extended periods in a desiccated state on dry hospital surfaces, and biofilms have recently been discovered on dry hospital surfaces. Microbes attached to surfaces and in biofilms are less susceptible to biocides, antibiotics and physical stress. Thus, surface attachment and/or biofilm formation may explain how vegetative bacteria can survive on surfaces for weeks to months (or more), interfere with attempts to recover microbes through environmental sampling, and provide a mixed bacterial population for the horizontal transfer of resistance genes. The capacity of existing detergent formula-tions and disinfectants to disrupt biofilms may have an important and previously unrec-ognized role in determining their effectiveness in the field, which should be reflected in testing standards. There is a need for further research to elucidate the nature and physiology of microbes on dry hospital surfaces, specifically the prevalence and compo-sition of biofilms. This will inform new approaches to hospital cleaning and disinfection, including novel surfaces that SummaryJ.A. Otter a, b, *, K. Vick S.D. Goldenberg a, J.A aCentre for Clinical Infection and St. Thomas’ NHS Foundation Trus bBioquell (UK) Ltd., Andover, UK cAustralian School of Advanced M d Public Health England MSD, Port eCenter for Biofilm Engineering, fDepartments of Microbial Infecti gNational Centre for Advanced Treaning and disinfection c, J.T. Walker d, E. deLancey Pulcini e, P. Stoodley f, g, Salkeld b, J. Chewins b, S. Yezli b, J.D. Edgeworth a ostics Research, Department of Infectious Diseases, King’s College London and Guy’s and on, UK e, Macquarie University, Nth Ryde, Australia wn, Salisbury, UK na State University, Bozeman, MT, USA Immunity and Orthopedics, Ohio State University, Columbus, OH, USA y, University of Southampton, Southampton, UK Introduction Microbes tend to attach to available surfaces and form biofilms readily.1e3 Biofilms are problematic in healthcare settings, where they are thought to be involved in 65% of nosocomial infections, and are usually reported in relation to indwelling medical devices and prostheses, water lines and tubing on endoscopes, and on wounds.1e3 In these settings, biofilm persistence can be prolonged, periodically ‘sloughing off’ and releasing planktonic bacteria that may act as a source of infection. Biofilms are a common problem on liquidehard surface interfaces, and in areas of a hospital that are usually wet or damp, such as taps and sink drains.4 The recent prob- lems caused by Pseudomonas aeruginosa in water supplied to intensive care units, which resulted in changes to UK national guidance, illustrates this problem.4 A biofilm is a community of micro-organisms attached to a substrate producing extracellular polymeric substances (EPS) and exhibiting an altered phenotype compared with corre- sponding planktonic cells, especially regarding growth, gene transcription, protein production and intercellular inter- action.1e3,5,6 Biofilms comprising various micro-organisms, including bacteria, viruses, fungi and other micro-organisms, can form on almost any biological or inanimate surface, and have been identified in various industrial and clinical set- 1,7 survival is not surprising for the metabolically inert bacterial endospores, survival of some vegetative bacteria that is measured in years rather than days challenges our under- standing of bacterial physiology.10,14 The structural and phys- iological state of microbes dried on to hospital surfaces has not been studied in detail, but it seems likely that bacteria attach to surfaces to some degree, and may form biofilms. Indeed, a recent study from Australia by Vickery et al.15 ‘destructively sampled’ (i.e. cut the materials out of the hospital environ- ment and undertook laboratory analysis) several hospital sur- faces after cleaning and bleach disinfection. Scanning electron microscopy was used to examine the surfaces for biofilms, which were identified on five of six surfaces. Furthermore, viable meticillin-resistant Staphylococcus aureus (MRSA) was identified in the biofilm on three of the surfaces. This article will review in-vitro studies that explore the structure, physiology and biocide susceptibility of microbes dried on to hard surfaces in the context of surface attachment and biofilm establishment, and discuss the potential implica- tions for hospital cleaning and disinfection.16 Search strategy Pubmed was searched with no date restrictions using the search terms ‘biofilm and biocide’, ‘biofilm and reduced sus- ic c vel tura d b r miillustrates EPS. The biofilm development and maturation process is a complex step-wise process, simplified here as a single step. Whilst the reduced biocide susceptibility associated with surface attachment and biofilms will be determined by a number of factors, not leasttings. Not all microbes attached to surfaces meet the defi- nition of a biofilm, and the transition from a planktonic culture through surface attachment to an established biofilm is likely to be a continuum rather than a stepwise process (Figure 1).1e3 Microbes including bacterial spores, vegetative bacteria, fungi and viruses can also survive on dry surfaces for extended periods.8e10 Contaminated environmental surfaces are an increasingly recognized reservoir in the transmission of certain healthcare-associated pathogens.11e13 Whilst this extended Plankton Surface attachment Biofilm de and ma Up to 10x less susceptible Figure 1. Schematic of surface attachment, biofilm formation an faces, development and maturation of biofilms, and implications fothe biocide, microbe and testing conditions, bacteria in mature bio surfaces, often by several orders of magnitude.18e20ceptibility’, ‘biofilm and [MRSA, VRE, C. difficile, Acineto- bacter, E. coli, Pseudomonas]’ and ‘susceptibility planktonic biofilm biocide’ (see Figure 1). The reference lists of articles identified via the Pubmed searches were hand searched to identify other relevant literature. Resistance and reduced susceptibility Biofilms constitute a protected mode of growth, allowing bacteria to survive in hostile environments and conferring ells Mature biofilm opment tion Up to 1000x less susceptible iocide susceptibility. This illustrates bacterial attachment to sur- crobial susceptibility. The grey shading around the mature biofilms 2,3 films are consistently less susceptible than biofilms attached to reduced susceptibility to dehydration, phagocytosis, metal toxicity, acid exposure, antibiotics and biocides.1,7,17 Microbes attached to surfaces that have not formed an established biofilm appear to represent an intermediate step, with reduced susceptibility to biocides compared with planktonic cells, but increased susceptibility relative to biofilms (Figure 1).18e20 Mechanisms of reduced susceptibility Causes of reduced susceptibility to antimicrobial agents in biofilms are multi-factorial, including reduced penetration (particularly due to changes in cell density and the production of EPS), slow growth (and subsequent reduced metabolism of antimicrobial agents), modulation of the stress response and other metabolic processes, and changes in quorum sensing.5,21e23 It seems likely that these mechanisms also explain reduced biocide susceptibility in surface-attached cells that have not yet formed biofilms. Biocide susceptibility Many studies have evaluated the impact of established biofilms on biocide susceptibility, and fewer studies have evaluated the susceptibility of surface-attached cells that have not yet formed established biofilms (Figure 1). Table I sum- marizes studies that have investigated organisms and biocides relevant to disinfection in healthcare settings that include data comparing susceptibility in planktonic culture with surface- attached cells and/or biofilms. Studies have evaluated a range of organisms (both alone and in combination), various suspending media, and several methods of attaching cells to surfaces and producing biofilms on different substrates; all of these factors are likely to influence biocide susceptibility. One important factor is the maturation of the microbes tested, which ranges from cells attached to surfaces for hours to samples extracted from continuously fed biofilm reactors that are weeks old.24,25 Furthermore, few studies have controlled for cell density in attached cells or biofilms compared with planktonic culture.26 Thus, although several studies have sug- gested that cell density alone does not explain the reduced susceptibility of biofilms to biocides, it is difficult to be certain of the impact of the biofilm phenotype independent of cell density in many studies.20,27e29 A number of different ap- proaches have been taken to quantify growth, including both direct microbial culture and indirect measures, such as live/ dead viability assays.20,30e32 Finally, different approaches to compare susceptibility in planktonic culture and biofilms have included measuring the amount of biocide required to inhibit growth [minimum inhibitory concentration (MIC)] or kill cells [minimum bactericidal concentration (MBC)],7,18,20,33 or measuring the survival time at a given concentration of biocide;20,32,34,35 this makes comparison of studies difficult. Notwithstanding difficulties in comparing studies, the phase of the surface-attached cells influences biocide susceptibility. In general, bacteria in planktonic culture are more susceptible than attached cells, which are, in turn, more susceptible than established biofilms (Figure 1).18e20 Meanwhile, detached biofilm cells revert to the susceptible phenotypic state.19,36,37 Similarly, growth phase affects biocide susceptibility of planktonic culture.38e40 Reduced susceptibility in surface- attached cells ranges widely from two-fold to >1000- fold.26,41 For example, clinical isolates of MRSA and P. aeruginosa were grown as biofilms on discs of common ma- terials in the hospital environment, and treated with threecommonly used hospital biocides: benzalkonium chloride (1% w/v), chlorhexidine gluconate (4% w/v) and triclosan (1% w/ v).7 The MBCs of all biocides for planktonic cultures of both organisms were considerably less than the concentrations recommended for use by the manufacturer. However, when isolates were grown as biofilms, the biocides were ineffective at killing bacteria at the concentrations recommended for use. The MBCs of all three biocides were found to be 10e1000-fold higher than the same isolates grown in planktonic culture for MRSA and P. aeruginosa. Following biocide treatment, up to 11% of cells in MRSA biofilms survived, and up to 80% of cells in P. aeruginosa biofilms survived. Another study evaluated the susceptibility of four Candida spp. and two Escherichia coli strains to sodium hypochlorite, ethanol, hydrogen peroxide and iodine.20 Strains were tested in planktonic culture, as attached cells and as biofilms in microtitre plates. Whilst susceptibility varied by organism and biocide, biofilms were less susceptible than attached cells, which were less susceptible than plank- tonic cells. MICs for biofilms were up to >10-fold higher for 5- min and 24-h exposures compared with planktonic cells. These studies suggest that although biocides may be effective against planktonic populations of bacteria, some biocides currently used in hospitals may be ineffective against nosocomial path- ogens when attached to surfaces or in biofilms, and thus fail to control this reservoir for hospital-acquired infection.7 However, whilst surface-attached microbes and biofilms are generally less susceptible to biocides than bacteria in plank- tonic culture, the degree of reduced susceptibility is not al- ways this stark. For example, a study reported no difference between planktonic culture and biofilms of Klebsiella pneu- moniae exposed to sodium hypochlorite and monochlor- amine.42 Other studies have not identified reduced susceptibility for all biocides or organisms tested.20,24,43,44 It is difficult to determine the relative importance of organism, biocide and testing conditions in these studies that found little or no reduced biocide susceptibility associated with biofilms. The composition of the biofilm also influences susceptibility. For example, high-nutrient, high-density biofilms are less sus- ceptible to biocides than low-nutrient, low-density bio- films.18,31,45 This seems particularly important in the context of biofilms thatmaybepresent onhospital surfaces,which are likely to be low-nutrient, low-density biofilms in most cases. However, gross contamination with body fluids could provide an environ- ment in which high-nutrient, high-density biofilms could form on hospital surfaces. Indeed, three-quarters of thebiofilms reported byVickeryetal.had very thick EPSdespite having a lowdensity of microbes inmost cases, perhaps in response todesiccation.15,46,47 The microbial ecology of the biofilm is another factor influencing susceptibility. Biofilms composed of multiple spe- cies are less susceptible than single-species biofilms, although this is not always the case with the corresponding planktonic cultures.19,36,37,48 Some biocides are more effective than others at inactivating bacteria in biofilms, although conflicting data have been re- ported, which may be explained by differences in experimental conditions.20,24,35,49,50 In one study, susceptibility varied by phase, organism and biocide.20 In another study, the oxidizing agents sodium hypochlorite and peroxygens were more effec- tive than a range of other chemicals (including alcohols, biguanides, halogens, phenols and quaternary ammonium compounds) for inactivating P. aeruginosa and S. aureus bio- films.35 In other studies, sodium hypochlorite was more Table I Biocide susceptibility of planktonic vs surface-attached and/or biofilm mode Author Organisms (N isolates) Biocides Methods Findings Condell 201218 Salmonella enterica (189) Seven common food contact surface biocides Tested in planktonic culture, dried on surfaces and as established high- nutrient (2-day) or low- nutrient (7-day) biofilms on microtitre plates Susceptibility rank: high-nutrient biofilm < low-nutrient biofilm < surface dried < planktonic Behnke 201237 Pseudomonas aeruginosa (1); Burkholderia cepacia (1) Chlorine dioxide Tested in single- and binary-species planktonic culture, attached (4-day) and detached biofilm Susceptibility rank: attached biofilm < detached biofilm ¼ planktonic cells. Binary cultures were less susceptible than single-species cultures Xing 201249 Staphylococcus aureus (13) Chlorhexidine and harmaline Tested in planktonic culture and in 2-day biofilms on microtitre plates Biofilms were 10 to >100 times less susceptible to chlorhexidine and >2 times less susceptible to harmaline. Synergy noted for most strains Leung 201220 Candida spp. (4); Escherichia coli (2) Sodium hypochlorite, ethanol, hydrogen peroxide and iodine Tested in planktonic culture (low- and high- titre), attached cells (90 min) and 1-day biofilm in microtitre plates; 24-h and 5-min contact times compared Susceptibility rank: biofilm < attached cells < high-titre planktonic cells  low-titre planktonic cells. MICs for biofilm vs planktonic cells up to >10-fold higher for 5-min and 24-h exposures Behnke 201136 P. aeruginosa (1); B. cepacia (1) Sodium hypochlorite Tested in single- and binary-species planktonic cultures, attached (4-day) and detached biofilms Susceptibility rank: attached biofilm < detached biofilm ¼ planktonic cells. Binary- species cultures were less susceptible than single-species cultures for attached and detached biofilms, but the reverse was true for planktonic cells Xu 201134 Neisseria gonorrhoeae (3) Atmospheric pressure non- equilibrium plasma Tested dried on glass surfaces or 4-day biofilm on glass Bacteria in biofilm survived approximately twice as long as bacteria dried on surfaces Wong 201044 S. enterica (1) Six biocides Tested in planktonic culture or 3-day biofilm on microtitre plates Bacteria in biofilm were less susceptible than planktonic cells for all but sodium hypochlorite Tote 201035 S. aureus (1); P. aeruginosa (1) 12 biocides Tested in planktonic culture or in 1-day (P. aeruginosa) or 3-day (S. aureus) biofilm on microtitre plates Most disinfectants tested did not eliminate bacteria in the biofilm after 60-min contact. Only hydrogen peroxide and chlorine had an impact on the biofilm matrix Lee 200924 Meticillin-resistant S. aureus (2) Three denture- cleaning biocides Tested in planktonic culture, sessile biofilm (4 h), established biofilm (24 h) or mature biofilm (120 h) on resin Two of three biocides were less effective for the inactivation of bacteria in biofilm. NaOCl was the most effective against biofilm Hendry 2009103 S. aureus (1); meticillin-resistant S. aureus (1); P. aeruginosa (1); E. coli (1); Candida albicans (1) Eucalyptus oil, ’1,8-cineole’ and chlorhexidine Tested in planktonic culture or 2-day biofilm on microtitre plates Biofilm MICs and MBCs were 10 to >100 times less susceptible than planktonic culture. Synergy between chlorhexidine and the other agents was noted against some organisms Smith 20087 Meticillin-resistant S. aureus (8); P. aeruginosa (8) Benzalkonium chloride, triclosan and chlorhexidine Tested in planktonic culture or 1-day biofilms on metal or plastic discs MBCs for MRSA biofilms were 100 to 1000 times greater than for planktonic cells; MBCs for P. aeruginosa biofilm were 10 to 100 timesgreater than for planktonic cells (continued on next page) Table I (continued ) Author Organisms (N isolates) Biocides Methods Findings Brandle 200819 Enterococcus faecalis (1); Streptococcus sobrinus (1); C. albicans (1); Actinomyces. naeslundii (1), Fusobacterium nucleatum (1) Calcium hydroxide Tested in planktonic culture, adherent cells, single-species 5-day biofilm and mixed-species 5-day biofilm on dentin and detached biofilm Susceptibility rank: mixed species biofilm < single-species biofilm < adherent < planktonic ¼ detached biofilm Nett 200826 C. albicans (2); Candida parapsilosis (2); Candida glabrata (1) Ethanol, hydrogen peroxide and sodium dodecyl sulphate Tested in planktonic culture, planktonic culture with adjustment to match the cell density of the biofilm and 1-day biofilm on microtitre plates Concentrations required to inhibit growth in biofilm were 2- to 10-fold higher; lower concentrations of hydrogen peroxide prevented biofilm formation than the other agents tested Karpanen 2008102 Staphylococcus epidermidis (2) Chlorhexidine gluconate, tea tree oil, eucalyptus oil and thymol Tested in planktonic culture or 3-day biofilm on microtitre plates MICs/MBCs were elevated up to 16- fold for biofilm; synergy was noted between chlorhexidine and eucalyptus oil Bjarnsholt 2007104 P. aeruginosa (1) Silver Tested in planktonic culture or 4-day biofilm Biofilm was 10e100 times less susceptible than planktonic cells Tabak 200740 Salmonella typhimurium (3) Triclosan Tested in planktonic (log and stationary phase) culture and in 1-day biofilm on microtitre plates Susceptibility rank: biofilm < stationary phase planktonic < log phase planktonic. 8-log difference in bacteria surviving in biofilm vs planktonic log phase Surdeau 2006105 E. coli (1); Enterococcus hirae (1); P. aeruginosa (1); S. aureus (1) Novel disinfectant (Oxsil 320N) Tested in planktonic culture and 1-day biofilm on stainless steel Disinfectant concentration required to achieve a 5-log reduction was approximately 10 times more for biofilm vs planktonic culture Theraud 200430 Five fungi from patient (3) and environment (3) Five antiseptics, three disinfectants and UVC Tested in single- and mixed-species planktonic culture, and single- and mixed-species 1-day biofilms on microtitre plates UVC and 3% hydrogen peroxide were not fungicidal in initial suspension tests. Agents were less effective against mixed suspensions. Only chlorhexidine was effective against biofilms Simoes 2003106 Pseudomonas flourescens (1) Ortho- phthalaldehyde Tested in planktonic culture and 6-day biofilm on glass Biofilm was less susceptible than planktonic cells based on respiratory activity Bardouniotis 200333 Mycobacterium fortuitum (1); Mycobacterium marinum (1) Seven biocides Tested in planktonic culture and biofilm on microtitre plate assessed over 14 days MBECs were up to 40-fold higher than MBCs for M. fortuitum, but not for M. marinum Elvers 2002107 Alcaligenes denitrificans (1); Pseudomonas alcaligenes (1); Stenotrophomonas maltophilia (1); Flavobacterium indologenes (1); Fusarium oxysporum (1); Fusobacterium solani (1); Rhodotorula glutinis (1) One biocide (isothiazolone compound) Tested in single-species planktonic culture, and single- and mixed-species 1-day biofilms on glass Biofilms were less susceptible than planktonic cells. Mixed-species biofilm, particularly for the bacterial species, offered greater protection TesTable I (continued ) Author Organisms (N isolates) Biocides Peng 200231 Bacillus cereus (1) Sodium hypochloriteeffective than chlorhexidine for inactivating Enterococcus faecium and MRSA in biofilms,24,50 whereas chlorhexidine was found to be effective against yeast biofilms when sodium hy- pochlorite was not effective.30 In general, oxidizing agents target multiple biofilm components and microbial targets, whereas other biocides such as chlorhexidine only target cell and quaternary ammonium compounds cul sta and sta wit Bardouniotis 2001108 Mycobacterium phlei (1) Seven biocides Tes cul on Joseph 200132 Salmonella spp. (2) Chlorine and iodine Tes cul on sta Cochran 200029 P. aeruginosa (1) Monochloramine and hydrogen peroxide Tes cul bio and Elasri 199953 P. aeruginosa (1) UVA, UVB and UVC Stra cul alg ove Das 199843 S. epidermidis (1); E. coli (1) Five biocides Tes cul on Stewart 199845 Enterobacter aerogenes (1) Four biocides Tes cul den bea Yu 199342 Klebsiella pneumoniae (1) Sodium hypochlorite and monochloramine Tes cul sta Eginton 199856 S. epidermidis (1); P. aeruginosa (1) Sodium hypochlorite and dodigen; SDS and Tween-80 Tes cul on LeChevallier 198825 Pseudomonas picketti, Pseudomonas paucimobilis Moraxellaa; K. pneumoniae (1) Hypochlorous acid, hypochlorite, chlorine dioxide and monochloramine Tes cul on car MBC, minimum bactericidal concentration; MIC, minimum inhibitory co ultraviolet. Search strategy: Pubmed search for ‘susceptibility planktonic biofilm b selected for review and 21 were included. A further 10 articles were inclu they tested organisms and biocides relevant to disinfection in healthca attached and/or biofilm mode susceptibility. a Population from de-ionized water system: composition 70% P. picketMethods Findings ted in planktonic Susceptibility rank: milk biofilmwall components; thus, oxidizing agents tend to have a higher level of efficacy against biofilms.20,24,35,49,50 The variations in performance of biocides under different experimental condi- tions may have implications for practice, where the same biocide could have a different impact on biofilms in different settings. ture, attached to inless steel chips (4 h) 8-day biofilm on inless steel with or hout milk < biofilm < attached < planktonic. 5-log difference between planktonic cells and milk biofilm ted in planktonic ture and 5-day biofilm microtitre plate MBECs were higher than MBCs after 30-min and 120-min exposure to most agents tested ted in planktonic ture and 10-day biofilms plastic, cement and inless steel Biofilms were less susceptible to both disinfectants; survival time no more than 10 min in suspension vs > 25 min in biofilm ted in planktonic ture and 3-h to 3-day films on alginate beads glass slides Biofilms were less susceptible to both disinfectants. Reduced diffusion of biocide in biofilm did not explain reduced susceptibility in tested in planktonic ture or biofilm in inate beads assessed r 1 day Biofilm transmitted only a small amount of UV radiation (13% of UVC, 31% of UVB and 33% of UVA), meaning biofilm was less susceptible than planktonic cells ted in planktonic ture and 6e24-h biofilms microtitre plates Biofilms were up to 33-fold less susceptible to the disinfectants tested, apart from chloroxylenol and cetrimide (E. coli only) ted in planktonic ture and high- and low- sity biofilms on alginate ds assessed over 5 h Susceptibility rank: high-density biofilm < low-density biofilm < planktonic ted in planktonic ture and biofilm on inless steel discs No difference identified between planktonic and biofilm cells ted in planktonic ture and 16-h biofilms glass and stainless steel Biofilms were up to >1000-fold less susceptible than planktonic cells; attachment to the surfaces was loosened ted in planktonic ture and 3-week biofilms granular activated bon, metal or glass Biofilms were 150 to 3000 times less susceptible to hypochlorous acid, and 2- to 100-fold less susceptible to monochloramine ncentration; MBEC, minimal biofilm eradicating concentration; UV, iocide’ performed on 15th November 2013. Of 44 results, 35 were ded following review of the reference lists. Articles were included if re facilities, and included data comparing planktonic with surface- ti; 18% Moraxella spp.; 12% P. paucimobilis. removal by cleaning are likely to contribute to failures in PersistenceComparing biocides may be further confounded by the ‘doseeresponse’ type relationship that has been shown be- tween biofilm susceptibility and biocide concentration.35,51,52 For example, one study showed that 10% hydrogen peroxide was considerably more effective for inactivating bacteria in biofilms compared with 6% hydrogen peroxide.51 Biofilms have also been shown to reduce the susceptibility of microbes to physical processes such as exposure to ultraviolet (UV) radia- tion, most likely due to poor penetration of UV into the bio- film.53 This may have implications for automated room disinfection systems using UV radiation.54 To the authors’ knowledge, no studies have evaluated the impact of hydrogen- peroxide-based automated room disinfection systems against biofilms, although emerging data suggest that liquid hydrogen peroxide, as an oxidizing agent, targets both the biofilm matrix and microbes in the biofilm.35 Aside from the inactivation of microbes attached to sur- faces, the chemical properties of biocides also seem to be important in terms of preventing, promoting or dismantling biofilms.26,35,55 One study showed that only sodium hypochlo- rite and hydrogen peroxide damaged both the bacteria within the biofilm and the biofilm matrix itself.35 Also, hydrogen peroxide was more effective than other agents at preventing Candida spp. biofilm formation.26 In another study, exposure to chlorhexidine and benzalkonium chloride inhibited biofilm formation for E. coli, K. pneumoniae and P. aeruginosa, but promoted biofilm formation in Staphylococcus epidermidis, suggesting that microbial factors are important.55 It is possible, therefore, that one microbe in a biofilm may be inactivated by a biocide, but another less susceptible microbe may survive and then grow to replace the microbe that was inactivated. Antibiotic susceptibility Bacteria in biofilms are usually less susceptible to antibiotics than bacteria in planktonic culture, and many of the mecha- nisms for reduced susceptibility to biocides and antibiotics are shared.5,6 Furthermore, bacteria acquired from surfaces in biofilm mode with reduced biocide susceptibility may retain reduced susceptibility to antibiotics. Physical removal The protected mode of growth offers physical protection to cells within biofilms, and makes the physical breakdown of biofilms challenging.5 Although biofilm attachment appears to be loosened by some biocides,35,56 several studies have illus- trated how difficult it can be to remove bacteria in biofilms through cleaning and/or inactivation through disinfection. For example, regular and extended detergent cleaning did not remove a Bacillus cereus biofilm in vitro; a modified procedure including heating to 70  C was required.31 Clearly, heating to 70  C is not feasible for the cleaning and disinfection of hospital surfaces in clinical areas. Similarly, attached, viable Pseudo- monas fragiwere detected on stainless steel surfaces after two cleaning and disinfection procedures were tested under ‘worst- case’ conditions at 50% in-use disinfectant concentrations.57 An acid-detergent-based method was more effective at removing attached cells than an alkaline-detergent-based method. However, these studies were performed using mature biofilms which may not be representative of the bio- films present on hospital surfaces. Surface-attached cells and biofilms are clearly not the only reason for failures in hospital disinfection, given the difficultyVegetative bacteria dried on to surfaces can survive for weeks to months (or more) in vitro, despite the lack of a nutrient source or water (aside from ambient humidity).8,9 Biofilms may explain this surprising propensity of vegetative bacteria.8e10 This is supported by a recent study which found that biofilm-forming strains of Acinetobacter baumannii sur- vived for longer on dry surfaces than non-biofilm-forming strains (36 vs 15 days; P < 0.001).64 In-vitro studies evalu- ating the persistence of dried inocula did not supply any water or nutrients.8e10,14,65 However, in the hospital environment, daily and terminal cleaning or disinfection does provide a supply of water, and some bacteria may be able to metabolize some constituent parts of detergents and even disinfectants, providing a nutrient source for the growth in biofilms.66e69 Transfer of plasmids and development of antimicrobial resistance Biofilms are suited for horizontal gene dissemination because they are a mixed population at high bacterial density, which facilitates metabolic activity in the harshest environ- ments, albeit at a reduced rate. Horizontal transfer of plasmids does occur through conjugation, as illustrated by the transfer of extended-spectrum b-lactamase (CTX-M-15) and carbape- nemase (NDM-1) plasmids between Enterobacteriaceae when dried on surfaces.70,71 Furthermore, the mutation rate (the rate at which DNA replication mistakes occur during cell divi- sion) of bacteria in biofilms is increased.6,72 Thus, both hori- zontal transfer of resistance determinants such as plasmids and increased mutation rates could result in the acquisition or de- novo development of reduced susceptibility to antimicrobial agents and other important microbial capabilities, such as increased virulence. Tackling surface-attached cells and biofilms Surface-attached cells, especially established biofilms, pre-hospital cleaning. This could partly explain why disinfectants that are effective for the inactivation of planktonic bacteria in laboratory tests are not effective for the eradication of a considerably lower load of the same bacterial species from hospital surfaces.11,13,58e60 In support of this, it is noteworthy that the biofilms identified by Vickery et al. were on surfaces that had been cleaned with detergent and then disinfected using 500 ppm chlorine.15 These findings may have implications for infection control practices within hospitals, and on the choice of appropriate disinfectants used to decontaminate surfaces.11,13,54 The presence of biofilms on dry hospital surfaces could also interfere with attempts to recover microbes through environ- mental sampling.15,61e63 This could mean that an environ- mental reservoir of a pathogen remains undetected, or the concentration of contamination and degree of associated risk is underestimated.in achieving adequate distribution and contact time using manual methods.11,13,54,58 However, both reduced biocide susceptibility (Table I) and increasing resilience to physicalsent a difficult challenge to hospital cleaning and disinfection, combining protection from physical removal with reduced sus- ceptibility to biocides (Table I).31,57 A number of different ap- proaches are available to tackle surface-attached cells and biofilms. Using physical methods to dislodge detached bacteria, which can be aided by the use of a detergent, can be effective in removing established biofilms and preventing the development of biofilms.5,56,73 However, detergent cleaning alonemay not be sufficient to remove biofilms.5,15,31,56,61,73 Tackling themicrobes in the biofilm alone (e.g. using some disinfectants or attempts to interfere with quorum sensing) can be effective, but may not reach microbes protected deep in the biofilm matrix. Tackling the biofilm matrix alone (e.g. using enzymatic digestion) will help to reach microbes protected within the biofilm matrix and interrupt persistenceof thebiofilm, butwill not necessarily have direct microbicidal activity. Thus, tackling both the microbes in the biofilm and the biofilm matrix simultaneously (using oxidizing disinfectants or combination approaches) offers the potential to reach microbes protected deep in the matrix and interrupt the persistence of the biofilm. In addition, some bio- cides have the ability to reduce biofilm formation, which can be assisted by choosing surface materials that do not readily sup- port biofilm formation. Biocides and biocide adjuvants Differences between biocides appear to influence their ac- tivity against bacteria attached to surfaces and may also pro- mote, prevent or dismantle biofilms. Thus, biocides with the highest activity against bacteria attached to surfaces, and ideally those with the ability to prevent biofilm formation and dismantle existing biofilms, should be selected. Emerging data indicate that oxidizing agents may possess more of these properties than other agents.35 Similarly, detergent formula- tions that are better at physical removal should be selected, although there is a paucity of data on the capacity of currently available detergents to address surface-attached cells.73 Several novel approaches also warrant consideration as po- tential additives to hospital detergents or disinfectants to augment their effectiveness against biofilms. Firstly, certain enzymes such as DNase and dispersinB have been shown to dissolve the biofilm matrix.73e78 For example, detergents sup- plemented with high concentrations of enzymes were effective against hydrated biofilms, whereas detergents supplemented with low concentrations of enzymes were not.73 Secondly, quorum-sensing inhibitors have proven successful in increasing antimicrobial susceptibility.79e81 In one study, drimendiol, a quorum-sensing inhibitor, was found to enhance the effects of copper sulphate on biofilms of Pseudomonas syringae.81 Thirdly, recently discovered human antimicrobial peptides also have antibiofilm activities.82e84 For example, a range of antimicro- bial peptides tested against multi-drug-resistant A. baumannii demonstrated direct antimicrobial activity, and enhanced the activity of a range of other antimicrobial agents.82 However, the addition of enzymes, quorum-sensing in- hibitors or antimicrobial peptides into a cleaning or disinfection solution would result in chemical residues on surfaces with associated health and safety implications, so are not recom- mended without further study. Another approach is the inclu- sion of bacteriophages, which have been found to disrupt biofilms.85,86 For example, Streptococcus pyogenes biofilms were degraded by PlyC, a bacteriophage-encoded endolysin, which also acted synergistically with a range of antimicrobialagents.86 However, the therapeutic use of bacteriophages in human medicine and, by implication, in the clinical environ- ment is controversial due topotential for the rapid development of resistance and the risk that the introduced bacteriophages may play an unintended role in horizontal gene transfer.85,87 Surface modification to prevent biofilm formation Some surface materials are more prone to biofilm formation than others.71,88 A recent study reviewed attempts to modify the chemical or physical surface properties of medical devices to inhibit or prevent microbial adhesion.88 These include ‘liquid glass’ (silicon dioxide), Sharklet pattern,89,90 advanced polymer coatings [e.g. polyethylene glycol (PEG), super- hydrophobic/philic and zwitterionic]9194 and diamond-like carbon films.95 Whilst these technologies have the potential to reduce biofilm deposition on hospital surfaces, they are at an early stage of development. The feasibility and cost- effectiveness of scaling up these technologies for use on hos- pital surfaces needs to be evaluated. Another approach is the implementation of antimicrobial surfaces. Options include metals such as copper and silver, or chemicals such as organosilanes with quaternary ammonium groups and light-activated antimicrobials.12,71,96 Copper is the most-studied candidate for antimicrobial surfaces, and has been shown to inactivate microbes and DNA deposited on sur- faces and may reduce the transmission of pathogens in the hospital setting.12,71,97 However, the presence of a condition- ing film can greatly reduce the efficacy of antimicrobial surfaces.98e100 Thus, an antimicrobial surface that combines reduced biofilm formation with direct antimicrobial activity is a promising area for future research. Another challenge in developing an antimicrobial surface for hospitals is the requirement for multiple different surface types (from fabric to hard surfaces) with a range of required functions. Thus, there is unlikely to be a single agent or surface structure that is suitable for all applications. Implications for susceptibility testing Surface-attached cells and biofilms are a more accurate reflection of the occurrence of bacteria in nature than plank- tonic cells.1,101 However, planktonic culture remains the cur- rent model for many microbiological studies and testing standards including susceptibility testing.1,101 Although quan- titative surface tests for evaluation of the bactericidal activity of chemical disinfectants do exist (e.g. BS EN 13697:2001), none have been published for EPS-producing biofilms. Future testing should specify the use of surface-attached cells and consider the use of biofilm models to ensure that the disin- fectants tested are as effective in the ‘real world’ as in labo- ratory tests.1 It seems likely that low-nutrient, low-density surface-attached cells would be more appropriate than high- nutrient, high-density established biofilms. Most in-vitro studies measured growth over a 24-h period to evaluate the impact of a chemical biocide to determine the MIC or MBC, using methodology often used to test antibiotic susceptibility (Table I).7,20,102 One study compared the MICs of four common biocides for E. coil and various Candida spp. with a ‘contact time’ of 5 min and 24 h.20 Unsurprisingly, the concentration required to inhibit growth within 5 min was considerably greater than the concentration required to inhibit growth over 19. Brandle N, Zehnder M, Weiger R, Waltimo T. Impact of growth conditions on susceptibility of five microbial species to alkaline24 h. Thus, as biocides are only applied for a short period in practice, evaluating the impact of a biocide over a short con- tact time as per most published biocide testing standards is more suitable for in-vitro biocide studies than measuring the MIC or MBC when microbes are grown in varying concentrations of biocide. Further research is required to evaluate the prevalence and composition of biofilms in situ on hard and soft hospital sur- faces, to develop in-vitro models that are representative of those likely to be found on hospital surfaces, and to optimize methods to tackle biofilms on hospital surfaces, which may include new cleaning and disinfection agents and adjuvants, new technologies (such as microfibre or automated room disinfection technology), and surface modification.15 Conclusion Surface-attached cells are likely to be common on dry hos- pital surfaces, and there is evidence that they also harbour established biofilms. The variety of methods used to create and evaluate in-vitro biofilms makes it difficult to compare studies evaluating antibiofilm biocide activity. Nonetheless, microbes attached to surfaces, especially established biofilms, are less susceptible to chemical biocides, UV radiation and antibiotics than their corresponding planktonic bacteria. The phase of the surface-attached microbes influences susceptibility: attached cells are more susceptible to biocides than established bio- films; low-density, nutrient-limited biofilms make less of an impact on biocide susceptibility than high-density, high- nutrient biofilms; and biocides are less effective for inacti- vating bacteria in mixed-species biofilms than in single-species biofilms. Biocide-specific issues also influence susceptibility in terms of activity against bacteria in biofilms, and the preven- tion, promotion and dismantling of biofilms. Reduced suscep- tibility to biocides combined with protection from physical removal through cleaning is likely to contribute to failures in hospital cleaning and disinfection. Biofilms may explain why vegetative bacteria can survive for unusually long periods (weeks to months) on dry hospital sur- faces. Also, the presence of surface-attached bacteria and bio- films is likely to interferewith attempts to recover bacteria from hospital surfaces, and may lead to underestimation of both the prevalence of contamination with pathogens and the number of bacteria that are on surfaces. This has important implications, particularly for hospital outbreak investigation. Biofilms provide a mixed bacterial community where the horizontal transfer of resistance genes may occur. Attempts to tackle surface- attached microbes and biofilms on hospital surfaces should include: identification and selection of biocide and detergents with the best all-round performance, including the ability to inactivate surface-attached cells and biofilms; ensuring that in- vitro tests are developed to model surface-attached microbes likely to be encountered in the field; harnessing surface science to develop a hospital environment that reduces the chance of biofilm formation; and further research to develop novel ap- proaches to augment the activity of biocides against surface- attached microbes, including established biofilms. Conflict of interest statement JAO is employed part-time by Bioquell, and JAGS, JC and SY are employed by Bioquell. All other authors have no con- flicts of interest to declare.stress. J Endod 2008;34:579e582. 20. Leung CY, Chan YC, Samaranayake LP, Seneviratne CJ. BiocideFunding source None. References 1. Lindsay D, von Holy A. 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